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Project On Preventive Diplomacy in the OSCE



CMG's goal has been to strengthen the capacity of the Organization on Security and Cooperation in Europe (OSCE) for preventive diplomacy, through development of theory and methodology, implementation tools, skills, and undertaking parallel conflict resolution activities.

Our project to enhance the capability of the OSCE in the prevention and resolution of conflicts in the region began in October, 1990. From 1990-1992, with funding from the Carnegie Corporation, the W. Alton Jones Foundation, Swissair, the government of Greece, and private donations, CMG attended eight major OSCE meetings, and organized and hosted four devising seminars at Harvard, led a seminar for high-level OSCE diplomats in Athens, Greece, and produced over fourteen written reports and commentaries that have been distributed to diplomats responsible for OSCE matters. During that time, CMG provided, to its knowledge, the only working papers dealing with the concepts of early action and assistance by third parties in managing conflict. In 1990 and early 1991, CMG encountered active hostility to its suggestions of mechanisms for early, low-key third party interventions to assist negotiations. CMG's work and ideas have been informative in the creation and subsequent operation of the office of the OSCE High Commissioner on National Minorities (HCNM) at the OSCE Helsinki Summit meeting in July, 1992 as "an instrument of conflict prevention at the earliest stage,". CMG's report of its October, 1992 "devising session" with prominent academics and OSCE diplomats on the role of the HCNM in the early resolution of ethnic tensions received wide praise in the OSCE community, and by the HCNM himself, for its insights on the methodology of early action.

CMG's approach to preventive diplomacy builds on a recognition that in the post-Cold War era, the old, US-Soviet mechanisms for swift suppression of conflict no longer exist, and the resources for indefinite involvement by international organizations such as the UN are becoming scarcer. Disputing parties themselves will need to take on more responsibility for managing conflict and preventing escalation. International organizations will also need to focus less on resolution of specific conflicts (many conflicts, such as ethnic conflict, are not amenable to quick and simple resolution), but rather on helping the parties themselves establish processes that can lead to resolution of specific disputes over time. The primary purpose of early warning and preventive action is to move parties away from escalation or armed conflict, and to help them establish a process to channel and deal with their conflicts constructively.

In CMG's model for preventive diplomacy, the third party does not act as a traditional mediator, conciliator or provider of "good offices." Rather, the third party helps parties become more ready and more able to deal with each other productively, helping them to evaluate their alternatives to cooperation, understand interests, develop creative options, build working relationships, and establish processes and institutions to deal with ongoing disputes. Seeking to induce the parties to cooperate in a conflict management process, the third party is:

  • Independent of political structures and able to initiate exploratory activities without a special mandate.
  • Non-binding and non-coercive, drawing on the power of information and the creativity and legitimacy of his or her advice to persuade the parties to de- escalate.
  • Non-judgmental and exploratory, not assigning blame or fault, or making determinations regarding any party's compliance with international law, but rather seeking to understand all sides in an honest search for solutions.
  • Informal and low-profile, in order to explore options for de-escalation and prevent parties from escalation or position-taking.

  •  1993-1995: Preventing Escalation of Disputes in the OSCE: Support to the High Commissioner on National Minorities

    In 1993, following an expression of interest by the HCNM, former Dutch foreign minister Max van der Stoel, in CMG's work, CMG received a grant from the Pew Charitable Trusts to establish a model for early intervention in areas of ethnic conflict, to analyze structural and skill-based barriers to effective early action, and to provide ideas to the OSCE in developing operating procedures to overcome these barriers. CMG's work focused primarily on developing ideas to strengthen the role, operating structures, procedures and methodologies of the High Commissioner's office to engage in early, preventive action. CMG believed that, as the first institution devoted to identifying and containing conflicts at early stages, the OSCE High Commissioner on National Minorities will be looked to as a model and test case for the development of structures and methods for executing preventive diplomacy. Activities under the Pew grant included:

    • Expert consultation on national minorities in the Baltics. In September, 1993, CMG was invited to facilitate a portion of an informal dialogue among experts, government officials and Russian minority leaders from the Baltic states convened by the Netherlands-based Foundation on Inter-Ethnic Relations, a private foundation founded to support Mr. van der Stoel's activities.
    • Expert Consultation, "Methods and Strategies in Conflict Prevention." In December 1993, with additional support from the United States Institute for Peace and the Community of Sant'Egidio, CMG facilitated a two-day expert consultation in Rome for the HCNM and his staff on "Methods and Strategies in Conflict Prevention" High-level OSCE officials and diplomats, as well as academic experts and non-governmental organizations, were brought together to evaluate the experience of the HCNM to date, and to provide him with advice and ideas for dealing with current and future challenges he faces on his missions.
    • Expert Consultations on conflict prevention in Kazakhstan and Ukraine. In April 1994, CMG joined the Foundation on Inter-Ethnic Relations (FIER) in hosting expert consultations for the OSCE High Commissioner on National Minorities in The Hague. FIER was the primary host of the Kazakhstan consultation, while CMG was the lead organizer for the Ukraine program. The purpose of the consultations was to help prepare the HCNM for upcoming missions to Kazakhstan, Kyrgyzstan and Ukraine, by giving him a more complete picture of the inter-ethnic tensions and the issues at stake in those countries, and brainstorming ways in which the HCNM might deal with them.
    • Preventive Diplomacy and the OSCE: Creating Incentives For Dialogue and Cooperation, in Chayes and Chayes, Preventing Conflict in the Post-Communist World (Brookings Occasional Papers, 1996). CMG was invited to contribute an analysis of structures and institutions for preventive diplomacy in the OSCE to a book edited by Abram and Antonia Handler Chayes to examine the past, present and potential role of international organizations in preventive diplomacy. The project brought together several academic and non-governmental experts to examine the experience and potential of the UN, NATO, the OSCE, Council of Europe, the European Union, international financial institutions and others in preventing and managing ethno-national conflict in Eastern Europe and the former Soviet Union.
    • Institutionalizing Government-Minority Dialogue: Inter-Ethnic Councils and Roundtables in Post-Communist Europe. In December, 1994, CMG convened a seminar in Prague on the role and potential of minority-government roundtables as mechanisms for improved inter-ethnic dialogue, meaningful minority input in policymaking, and conflict prevention. The seminar brought together twenty inter-ethnic council administrators, legislators, and minority representatives from Estonia, FYR of Macedonia, the Netherlands, Romania and Slovakia, and outside experts to examine the problems and possibilities of these mechanisms and to develop ideas for strengthening them. CMG and IEWS designed the Prague Seminar to be helpful to the High Commissioner on National Minorities and to the roundtables in overcoming obstacles to fulfilling their potential. The seminar's discussions pointed to a number of challenges facing these councils, but also generated a number of concrete strategies for turning them into true problem-solving fora. After the seminar, the Estonian president's minority affairs advisor, and the lead Russian representative took the unprecedented step of jointly publishing their views on the situation of Estonia's Russian minority, under the heading "Three Days in Prague," in one of Estonia's highest-circulation Russian-language newspapers.
    • Negotiation and Consensus-Building Training, Council for National Minorities, Romania. In October, 1995, CMG conducted a 2 1/2-day negotiation workshop in The Hague for members of Romania's Council for National Minorities, relevant government ministries and Hungarian minority leaders. The program was part of a larger (3-week) training program led by the Netherlands and Romanian Helsinki Committees at the request of the Foundation on Inter-Ethnic Relations.

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